-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVtl4XBusTUdqK3vvkT34SKaZDZ1LSg5LPVQy2WPzbRKklD2JDcWvXfuEyfIPigg 3UlWnJjrM8enObjd9R+pWA== 0001341004-10-000923.txt : 20100521 0001341004-10-000923.hdr.sgml : 20100521 20100521162031 ACCESSION NUMBER: 0001341004-10-000923 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100521 DATE AS OF CHANGE: 20100521 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALTERRA CAPITAL HOLDINGS Ltd CENTRAL INDEX KEY: 0001141719 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 980584464 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-77924 FILM NUMBER: 10851339 BUSINESS ADDRESS: STREET 1: ALTERRA HOUSE STREET 2: 2 FRONT STREET CITY: HAMILTON HM11 STATE: D0 ZIP: HM 11 BUSINESS PHONE: 4412958800 MAIL ADDRESS: STREET 1: ALTERRA HOUSE STREET 2: 2 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 FORMER COMPANY: FORMER CONFORMED NAME: MAX CAPITAL GROUP LTD. DATE OF NAME CHANGE: 20070504 FORMER COMPANY: FORMER CONFORMED NAME: MAX RE CAPITAL LTD DATE OF NAME CHANGE: 20010531 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JP MORGAN PARTNERS BHCA LP CENTRAL INDEX KEY: 0001106607 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: J.P. MORGAN PARTNERS STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-270-2503 MAIL ADDRESS: STREET 1: J.P. MORGAN PARTNERS STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CHASE EQUITY ASSOCIATES LLC DATE OF NAME CHANGE: 20000214 SC 13G 1 jpm_alte-sc13g.htm jpm_alte-sc13g.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Rule 13d-102)
 
Information to be Included in Statements Filed
Pursuant to Rule 13d-1(b)(c), and (d) and Amendments thereto
Filed Pursuant to Rule 13d-2(b)
 
(Amendment No.__)*

 
Alterra Capital Holdings Limited
(Name of Issuer)
 
Common Shares, Par Value $1.00 per share
(Title of Class of Securities)
 
 
G0229R 108
 
(CUSIP Number)
 
May 12, 2010
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 o Rule 13d-1(b)
 
 x Rule 13d-1(c)
 
 o Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
J.P. Morgan Partners (BHCA), L.P.
13-3371826
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Delaware
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
4,259,704
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
4,259,704*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
4,259,704
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
3.56%
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 2 of 32 pages

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
J.P. Morgan Partners Global Investors, L.P.
13-4197054
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Delaware
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
28,576
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
28,576*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
28,576
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
0.02%
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 3 of 32 pages

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
J.P. Morgan Partners Global Investors A, L.P.
26-0032493
2.
Check the Appropriate Box if a Member of  a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Delaware
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
116,222
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
116,222*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
116,222
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
0.10%***
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 4 of 32 pages

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
J.P. Morgan Partners Global Investors (Cayman), L.P.
13-4197057
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Cayman Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
512,646
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
512,646*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
512,646
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
0.43%
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 5 of 32 pages

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
J.P. Morgan Partners Global Investors (Cayman) II, L.P.
26-0005546
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Cayman Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
57,329
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
57,329*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
57,329
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
0.05%
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 6 of 32 pages

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
J.P. Morgan Partners Global Investors (Cayman) III, L.P.
35-2159615
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Cayman Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
617,957
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
617,957*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
617,957
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
0.52%
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 7 of 32 pages

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
J.P. Morgan Partners Global Investors (Cayman) IV, L.P.
35-2159620
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Cayman Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
415,258
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
415,258*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
415,258
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
0.35%
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 8 of 32 pages

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
J.P. Morgan Partners Global Investors (Selldown) II-A, L.P.
20-4604544
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Delaware
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
1,200,374
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
1,200,374*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
1,200,374
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
1.00%
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 9 of 32 pages

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
J.P. Morgan Partners Global Investors (Cayman/Selldown) III, L.P.
98-0440874
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Cayman Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
201,675
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
201,675*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
201,675
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
0.17%
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 10 of 32 pages

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
J.P. Morgan Partners Global Investors (Cayman/Selldown) IV, L.P.
98-440873 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Cayman Islands
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
144,054
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
144,054*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
144,054
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
0.12%***
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 11 of 32 pages

 

CUSIP No. G0229R 108

1.
Names of Reporting Persons.
 
Bear Growth Capital Partners, LP
20-0477541 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [  ]
(b) [  ]
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
 
Delaware
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
5.
Sole Voting Power
 
944,255
6.
Shared Voting Power
 
0
7.
Sole Dispositive Power
 
944,255*
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
944,255
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
11.
Percent of Class Represented by Amount in Row (9) **
 
0.79%
12.
Type of Reporting Person (See Instructions)
 
PN
 
*
Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
   
**
The calculation of the foregoing percentage is based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010.
 

 
Page 12 of 32 pages

 

Item 1.
 
   
 
(a)
Name of Issuer:
     
   
Alterra Capital Holdings Limited
     
 
(b)
Address of Issuer’s Principal Executive Offices:
     
   
Alterra House
   
2 Front Street
   
Hamilton, Bermuda, HM 11
     
Item 2.
   
     
 
(a)
Name of Person Filing:
     
   
J.P. Morgan Partners (BHCA), L.P. (“JPMP (BHCA)”)
   
J.P. Morgan Partners Global Investors, L.P. (“JPMP Global”)
   
J.P. Morgan Partners Global Investors A, L.P. (“JPMP Global A”)
   
J.P. Morgan Partners Global Investors (Cayman), L.P. (“JPMP Cayman”)
   
J.P. Morgan Partners Global Investors (Cayman) II, L.P. (“JPMP Cayman II”)
   
J.P. Morgan Partners Global Investors (Cayman) III, L.P. (“JPMP Cayman III”)
   
J.P. Morgan Partners Global Investors (Cayman) IV, L.P. (“JPMP Cayman IV”)
   
J.P. Morgan Partners Global Investors (Selldown) II-A, L.P.  (“JPMP Selldown II-A”)
   
J.P. Morgan Partners Global Investors (Cayman/Selldown) III, L.P. (“JPMP Selldown III”)
   
J.P. Morgan Partners Global Investors (Cayman/Selldown) IV, L.P. (“JPMP Selldown IV”)
   
Bear Growth Capital Partners, LP (“Bear Growth”)
     
   
Supplemental information relating to the ownership and control of the person filing this statement is included in Exhibit 2(a) attached hereto.
     


 
Page 13 of 32 pages

 


 
(b)
Address of Principal Business Office or, if none, Residence:
     
   
c/o J.P. Morgan Partners, LLC
   
270 Park Avenue
   
New York, NY  10017
     
   
See also supplemental information relating to principal business offices included in Exhibit 2(a) attached hereto.
     
 
(c)
Citizenship:
     
   
JPMP (BHCA):
Delaware
   
JPMP Global:
Delaware
   
JPMP Global A:
Delaware
   
JPMP Cayman:
Cayman Islands
   
JPMP Cayman II:
Cayman Islands
   
JPMP Cayman III:
Cayman Islands
   
JPMP Cayman IV:
Cayman Islands
   
JPMP Selldown II-A:
Cayman Islands
   
JPMP Selldown III:
Cayman Islands
   
JPMP Selldown IV:
Cayman Islands
   
Bear Growth:
Delaware
     
 
(d)
Title of Class of Securities:
     
   
Common Shares, par value $1.00 per share
     
 
(e)
CUSIP Number:
     
   
G0229R 108
     
Item 3.
If this statement is filed pursuant to §§ 240. 13d-1(b) or 240. 13d-2(b) or (c), check whether the person filing is a:
   
 
Not applicable.
   


 
Page 14 of 32 pages

 


Item 4.
Ownership
     
 
(a)
Amount Beneficially Owned:
     
   
JPMP (BHCA):
4,259,704
   
JPMP Global:
28,576
   
JPMP Global A:
116,222
   
JPMP Cayman:
512,646
   
JPMP Cayman II:
57,329
   
JPMP Cayman III:
617,957
   
JPMP Cayman IV:
415,258
   
JPMP Selldown II-A:
1,200,374
   
JPMP Selldown III:
201,675
   
JPMP Selldown IV:
144,054
   
Bear Growth:
944,255
     
 
(b)
Percent of Class:
     
   
The following percentages are based on 119,660,589 Common Shares outstanding as of May 12, 2010 as disclosed in the Issuer’s Current Report on Form 8-K filed on May 14, 2010:
     
   
JPMP (BHCA):
3.56%
   
JPMP Global:
0.02%
   
JPMP Global A:
0.10%
   
JPMP Cayman:
0.43%
   
JPMP Cayman II:
0.05%
   
JPMP Cayman III:
0.52%
   
JPMP Cayman IV:
0.35%
   
JPMP Selldown II-A:
1.00%
   
JPMP Selldown III:
0.17%
   
JPMP Selldown IV:
0.12%
   
Bear Growth:
0.79%
 
 
(c)
Number of shares as to which such person has:
     
   
(i)
Sole power to vote or to direct the vote:
       
     
JPMP (BHCA):
4,259,704
     
JPMP Global:
28,576
     
JPMP Global A:
116,222


 
Page 15 of 32 pages

 


     
JPMP Cayman:
512,646
     
JPMP Cayman II:
57,329
     
JPMP Cayman III:
617,957
     
JPMP Cayman IV:
415,258
     
JPMP Selldown II-A:
1,200,374
     
JPMP Selldown III:
201,675
     
JPMP Selldown IV:
144,054
     
Bear Growth:
944,255
       
   
(ii)
Shared power to vote or to direct the vote:
       
     
Not applicable
       
   
(iii)
Sole power to dispose or to direct the disposition of:
       
     
JPMP (BHCA):
4,259,704*
     
JPMP Global:
28,576*
     
JPMP Global A:
116,222*
     
JPMP Cayman:
512,646*
     
JPMP Cayman II:
57,329*
     
JPMP Cayman III:
617,957*
     
JPMP Cayman IV:
415,258*
     
JPMP Selldown II-A:
1,200,374*
     
JPMP Selldown III:
201,675*
     
JPMP Selldown IV:
144,054*
     
Bear Growth:
944,255*
       
     
*Disposition of Common Shares is limited by the terms of a lock-up agreement, dated March 3, 2010, with the Issuer.
       
   
(iv)
Shared power to dispose or to direct the disposition of:
       
     
Not applicable
   
Item 5.
Ownership of Five Percent or Less of a Class
   
 
Not applicable.
   


 
Page 16 of 32 pages

 


Item 6.
Ownership of More than Five Percent on Behalf of Another Person
   
 
Not applicable.
   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
   
 
Not applicable.
   
Item 8.
Identification and Classification of Members of the Group
   
 
Not applicable.
   
Item 9.
Notice of Dissolution of Group
   
 
Not applicable.
   
Item 10.
Certifications
 
                    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
   

 
Page 17 of 32 pages

 

 
SIGNATURE
 
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Date:  May 21, 2010
 

 
J.P. MORGAN PARTNERS (BHCA), L.P.
       
       
 
By:
JPMP Master Fund Manager, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 

 
J.P. MORGAN PARTNERS GLOBAL INVESTORS, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 



 
Page 18 of 32 pages

 


 
J.P. MORGAN PARTNERS GLOBAL INVESTORS A, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 

 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN), L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 

 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) II, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 


 
Page 19 of 32 pages

 


 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) III, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 


 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) IV, L.P.
       
       
 
By:
JPMP Global Investors, L.P.,  its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 


 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (SELLDOWN) II-A, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 


 
Page 20 of 32 pages

 

 

 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN/SELLDOWN) III, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 

 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN/SELLDOWN) IV, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 

 
BEAR GROWTH CAPITAL PARTNERS, LP
       
       
 
By:
BGCP GP, LLC, its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 


 
Page 21 of 32 pages

 

 
EXHIBIT 2(a)
 
 
Item 2.              Identity and Background.
 
This statement is being filed by J.P. Morgan Partners (BHCA), L.P., a Delaware limited partnership (hereinafter referred to as “JPMP (BHCA)”), whose principal business office is located 270 Park Avenue, New York, NY 10017.  JPMP (BHCA) is engaged in the venture capital, private equity and leveraged buyout business.  The general partner of JPMP (BHCA) is JPMP Master Fund Manager, L.P., a Delaware limited partnership (hereinafter referred to as “JPMP Master Fund”), whose principal business office is located at the same address as JPMP (BHCA), and is also engaged directly and indirectly (through affiliates) in the venture capital, private equity and leverage d buyout business.  As general partner of JPMP (BHCA), JPMP Master Fund may be deemed to beneficially own the shares held by JPMP (BHCA).
 
This statement is also being filed by: (i) J.P. Morgan Partners Global Investors, L.P., a Delaware limited partnership (“JPMP Global”), whose principal place of business is located at the same address as JPMP (BHCA); (ii) JPMP Global Investors A, L.P., a Delaware limited partnership (“JPMP Global A”), whose principal place of business is located at the same address as JPMP (BHCA); (iii) J.P. Morgan Partners Global Investors (Cayman), L.P., a limited partnership organized under the laws of the Cayman Islands (“JPMP Cayman”), whose principal place of business is located at the same address as JPMP (BHCA); (iv) J.P. Morgan Partners Global Investors (Cayman) II, L.P., a limited partnership organized under the laws of the Cayman Islands (“JPMP Cayman II”), whose principal place of business is located at the same address as JPMP (BHCA); (v) J.P. Morgan Partners Global Investors (Cayman) III, L.P., a limited partnership organized under the laws of the Cayman Islands (“JPMP Cayman III”), whose principal place of business is located at the same address as JPMP (BHCA); (vi) J.P. Morgan Partners Global Investors (Cayman) IV, L.P., a limited partnership organized under the laws of the Cayman Islands (“JPMP Cayman IV”), whose principal place of business is located at the same address as JPMP (BHCA); (vii) J.P. Morgan Partners Global Investors (Selldown) II-A, L.P., a limited partnership organi zed under the laws of the Cayman Islands (“JPMP Selldown II-A”), whose principal place of business is located at the same address as JPMP (BHCA); (viii) J.P. Morgan Partners Global Investors (Cayman/Selldown) III, L.P. (“JPMP Cayman III”), a limited partnership organized under the laws of the Cayman Islands, whose principal place of business is located at the same address as JPMP (BHCA); and (ix) J.P. Morgan Partners Global Investors (Cayman/Selldown) IV, L.P. (“JPMP Cayman IV”), a limited partnership organized under the laws of the Cayman Islands, whose principal place of business is located at the same address as JPMP (BHCA).  JPMP Global, JPMP Global A, JPMP Cayman, JPMP Cayman II, JPMP Cayman III, JPMP Cayman IV, JPMP Selldown II-A, JPMP Cayman III and JPMP Cayman IV are collectively referred to as the “Global Fund Entities”.  Each of the Global Fund Entities is engaged in the venture capital, private equity and leveraged buyout business.  The general partner of each of the Global Fund Entities is JPMP Global Investors, L.P., a Delaware limited partnership (JPMP Investors), whose principal place of business is located at the same address as JPMP (BHCA).  JPMP Investors is engaged indirectly in the venture capital, private
 

 
Page 22 of 32 pages

 

equity and leveraged buyout business as general partner of each of the Global Fund Entities.  As general partner of each of the Fund Entities, JPMP Investors may be deemed to beneficially own the shares held by the Global Fund Entities.
 
This statement is also being filed by Bear Growth Capital Partners, LP, a Delaware limited partnership (“Bear Growth”), whose principal place of business is located at the same address as JPMP (BHCA).  Bear Growth is engaged indirectly in the venture capital, private equity and leveraged buyout business.  The general partner of Bear Growth is BGCP GP, LLC (“BGCP GP”).  Set forth in Schedule A hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of BGCP GP.  As the general par tner of Bear Growth, BGCP GP may be deemed to beneficially own the shares held by Bear Growth.
 
The general partner of each of JPMP Master Fund and JPMP Investors is JPMP Capital Corp., a New York corporation (hereinafter referred to as “JPMP Capital Corp.”), whose principal business office is located at the same address as JPMP (BHCA), and is also engaged directly and indirectly (through affiliates) in the venture capital, private equity and leveraged buyout business.  Set forth in Schedule B hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of JPMP Capital Corp.  As the general partner of each of JPMP Master Fund and JPMP Investors, JPMP Capital Corp. may be d eemed to beneficially own the shares held by JPMP (BHCA) and the Global Fund Entities.
 
Each of JPMP Capital Corp. and BGCP GP is a wholly owned subsidiary of JPMorgan Chase & Co., a Delaware corporation (hereinafter referred to as “JPMorgan Chase”) which is engaged (primarily through subsidiaries) in the commercial banking business with its principal office located at 270 Park Avenue, New York, NY 10017.  Set forth in Schedule C hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of JPMorgan Chase.
 

 
Page 23 of 32 pages

 

 
EXHIBIT 2(b)
 
JOINT FILING AGREEMENT
 
 
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that he or it knows or has reason to believe that such information is accurate.
 
Dated this 21st day of May, 2010.

 
J.P. MORGAN PARTNERS (BHCA), L.P.
       
       
 
By:
JPMP Master Fund Manager, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 

 
J.P. MORGAN PARTNERS GLOBAL INVESTORS, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 


 
Page 24 of 32 pages

 


 
J.P. MORGAN PARTNERS GLOBAL INVESTORS A, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 

 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN), L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 

 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) II, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 


 
Page 25 of 32 pages

 


 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) III, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 


 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) IV, L.P.
       
       
 
By:
JPMP Global Investors, L.P.,  its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 


 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (SELLDOWN) II-A, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 


 
Page 26 of 32 pages

 

 

 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN/SELLDOWN) III, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 

 
J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN/SELLDOWN) IV, L.P.
       
       
 
By:
JPMP Global Investors, L.P., its general partner
       
       
 
By:
JPMP Capital Corp., its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 

 
BEAR GROWTH CAPITAL PARTNERS, LP
       
       
 
By:
BGCP GP, LLC, its general partner
       
       
 
By:
/s/ John C. Wilmot
 
   
Name:
John C. Wilmot
 
   
Title:
Managing Director
 
 


 
Page 27 of 32 pages

 

 
SCHEDULE A
 
BGCP GP, LLC
 

1.
Executive Officers (1)
   
 
President
Ina R. Drew*
 
Managing Director
Joseph S. Bonocore*
 
Managing Director
Ana Capella Gomez-Acebo*
 
Managing Director
John C. Wilmot*
 
Managing Director and Treasurer
David Alexander*
 
Vice President
William T. Williams Jr*
 
Vice President and Assistant Secretary
Elizabeth De Guzman*
     
________________________
 
   
(1)
Each of whom is a United States citizen except for Ana Capella Gomez Acebo, who is a citizen of Spain.
   
*
Principal occupation is employee and/or officer of JPMorgan Chase & Co.  Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York, NY 10017.

 
Page 28 of 32 pages

 

 
SCHEDULE B
 
JPMP CAPITAL CORP.
 

1.
Executive Officers (1)
 
     
 
Chief Investment Officer
Ina R. Drew*
 
Managing Director
Joseph S. Bonocore*
 
Managing Director
Ana Capella Gomez-Acebo*
 
Managing Director
John C. Wilmot*
 
Managing Director and Treasurer
David Alexander*
 
Executive Director
John F. Geisler*
 
Vice President
William T. Williams Jr*
 
Vice President and Assistant General Counsel
Judah Shechter*
 
Vice President and Assistant General Counsel
Elizabeth De Guzman*
     
2.
Directors (2)
 
     
 
Ina R. Drew*
 
 
John C. Wilmot*
 
 
________________________
 
 
(1)
Each of whom is a United States citizen except for Ana Capella Gomez Acebo, who is a citizen of Spain.
   
(2)
Each of whom is a United States citizen.
   
*
Principal occupation is employee and/or officer of JPMorgan Chase & Co.  Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York, NY 10017.

 
Page 29 of 32 pages

 

 
SCHEDULE C
 
JPMORGAN CHASE & CO.
 

1.
Executive Officers (1)
 
     
 
President and Chief Executive Officer
James Dimon*
 
Chief Administrative Officer
Frank J. Bisignano*
 
Executive Chariman of  Investment Bank
Steven D. Black*
 
Chief Financial Officer
Michael J. Cavanagh*
 
General Counsel
Stephen M. Cutler*
 
Head of Corporate Responsibility
William M. Daley*
 
Director of Human Resources
John L. Donnelly*
 
Chief Investment Officer
Ina R. Drew*
 
Chief Executive Officer of Asset Management
Mary E. Erdoes*
 
Head of Commercial Banking
Samuel Todd Maclin*
 
Head of Strategy and Business Development
Jay Mandelbaum*
 
Chief Executive Officer, Treasury & Securities Services
Heidi Miller*
 
Chief Executive Officer of Retail Financial Services
Charles W. Scharf*
 
Chief Executive Officer of Card Services
Gordon A. Smith*
 
Chief Executive Officer of the Investment Bank
James E. Staley*
 
Chief Risk Officer
Barry L. Zubrow*
 
________________________
 
 
(1)
Each of whom is a United States citizen.
   
*
Principal occupation is employee or officer of JPMorgan Chase & Co.  Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York, NY  10017.


 
Page 30 of 32 pages

 

 
2.           Directors (2)
 
Name
Principal Occupation or Employment;
Business or Residence Address
Crandall C. Bowles
Chairman and Chief Executive Officer
Spring Global US, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, NY  10017
 
Stephen B. Burke
President
Comcast Cable Communications, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, NY  10017
 
David M. Cote
Chairman and Chief Executive Officer
Honeywell International Inc.
101 Columbia Rd.
Morristown, NJ  07962-1219
 
James S. Crown
President
Henry Crown and Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, NY  10017
 
James Dimon
Chief Executive Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, NY  10017
 
Ellen V. Futter
President and Trustee
American Museum of Natural History
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, NY  10017
 
William H. Gray, III
Retired President and Chief Executive Officer
The College Fund/UNCF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, NY  10017
 

 
Page 31 of 32 pages

 

Name
Principal Occupation or Employment;
Business or Residence Address
Laban P. Jackson, Jr.
Chairman and Chief Executive Officer
Clear Creek Properties, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, NY  10017
 
David C. Novak
Chairman and Chief Executive Officer
Yum! Brands, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, NY  10017
 
Lee R. Raymond
Chairman of the Board and Chief Executive Officer
Exxon Mobil Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, NY  10017
 
William C. Weldon
Chairman and Chief Executive Officer
Johnson & Johnson
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, NY  10017
 

________________________________
 
(2)
Each of whom is a United States citizen.
 
 
 
Page 32 of 32 pages

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